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3601 Background and General
Description of Program
On August 5, 1997, the President signed the Balanced Budget Act 0f
1997. This legislation amended certain Temporary Assistance for Needy
Families Program (TANF) provisions of the Social Security Act and
authorized the Secretary of Labor to provide Welfare-to-Work (WtW)
grants to States and local communities for employment assistance to
move the hard-to-employ TANF welfare recipients into unsubsidized jobs
and economic self-sufficiency. The amendments made by the Balanced
Budget Act of 1997 were further amended by the Welfare-to-Work and
Child Support Amendments of 1999.
The objective of the WtW grant program is to provide additional
resources to target hard-to-employ welfare clients and non-custodial
parents within the State. The WtW legislation specifically includes
certain non-custodial parents of TANF minor children. A non-custodial
parent means a parent who is absent from the TEA child’s household.
(See TEA 3621 for more information regarding
non-custodial parents.)
WtW activities must be coordinated with those undertaken through
TANF. The WtW regulations provide the States and local governments
with broad discretion to design and implement programs that meet the
needs of the hard-to-employ clients in the individual States.
Although the WtW program is a part of the Arkansas TEA State Plan,
the Employment Security Department (ESD) is the administrative agency
for the WtW program. The State WtW grant funds are funneled through
ESD from the Department of Labor to the local Workforce Investment
Area. At the local level, the Workforce Investment Board (WIB)
administers the funds. However, because the WtW program is
specifically for TANF families, close coordination and collaboration
between the County DHS office and the local WIB is necessary for a
successful program. The procedures described in the following sections
are intended to be used as a basis on which to build an effective and
coordinated WtW process at the local level.
In addition to the WtW formula grants described above, local
entities may apply to DOL for a WtW competitive grant. Although the
target population for competitive grants is basically the same as for
formula grants (i.e., TANF families or those at-risk of becoming TANF
families), competitive grant programs can be somewhat more flexible
than the formula grants. Currently, there are only two competitive
grantees in Arkansas
– City of Little Rock and Arkansas Enterprises Group in
Arkadelphia. County staff in which a competitive grantee is providing
services should coordinate directly with the grantee for referral
criteria, services provided, and other processes. (See the
Welfare-to-Work (WtW) Appendix for a list of counties that are served
by the competitive grantees and the contact persons for the
competitive grantees.) |
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3605 Welfare-to-Work
Eligibility Requirements The federal law specifies certain criteria an
individual must meet in order to participate in the WtW program. Not every TEA recipient
will meet this criteria. Therefore, a WtW eligibility determination must be made on each
individual. The County DHS Office will be responsible for determining WtW eligibility and
will certify to the WtW agency that each individual referred meets the WtW criteria.
The WtW legislation targets those TANF (TEA) recipients who will have the most
difficulty transitioning into employment. It divides such individuals into two groups: (1)
The hard-to-employ group; and (2) The long-term dependence characteristics group. It also
states that the WtW agency must spend at least 70% of its funds on the hard-to-employ
group and not more than 30% on the long-term dependence group. As a result, the two groups
are commonly called the 70% group and the 30% group. The following sections describe the
two groups in detail. |
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3610 Hard-to-Employ Provision
(70% Group)
The WtW regulations mandate that 70% of the funds be spent on
participants who are classified as hard-to-employ individuals. The law
establishes three different categories of participants who may be
served under the 70% provision. In order to participate in the WtW
program in the 70% group, a participant must meet one of the following
categories.
An
individual must meet the following eligibility criteria:
- Is a current TEA recipient and meets either a or b:
- has received cash assistance (TANF or AFDC, including
assistance from another state) for at least 30 months; or
- will become ineligible for TEA assistance within 12 months
due to the time limit requirement.
The individual is no longer receiving TEA assistance because
he/she has reached his/her lifetime limit on receipt of
assistance.
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3615 Long-Term Dependence
Characteristics (30% Group)
The WtW regulations mandate that no more than 30% of the funds be
spent on participants who have long-term welfare dependence
characteristics. An individual is eligible in the 30% group if he or
she meets the following categories.
An
individual must meet at least one of the following eligibility
criteria:
- Is a current TEA recipient and has a characteristic
associated with long-term welfare dependence such as:
- has dropped out of school; or
- has had a recent teenage pregnancy; or
- has a poor work history (NOTE: Poor work history is
defined as having worked no more than three consecutive
months on the last 12 calendar months.); or
- has significant barriers to self-sufficiency, as
determined by the local DHS County Office, the WtW agency or
the Workforce Investment Board as a long-term dependence
characteristic.
- is an ex-felon; or
- is deficient in basic skills; or
- resides in a remote area; or
- is lacking in computer literacy; or
- has a family history of welfare dependence
- An individual between the ages of 18 and 25 who
received foster care maintenance payments at anytime prior to
reaching age 18, or was in foster care under the
responsibility of a State.
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3620 Welfare-to-Work Referral
Process
Only individuals who meet the WtW Eligibility Criteria will be
referred to the local Workforce Investment Board (WIB) for WtW
services. TEA recipients who meet one of the categories under TEA
policy 3610 or 3615 will be considered
as appropriate referrals for WtW services. The TEA Worker will be
responsible for determining which TEA recipients are referred for
WtW services.
Each DHS County Office should coordinate with the local WtW
agency to establish a referral process that will meet each agency’s
needs. The referral process must include the use of Form DCO-1425
(Referral) and DCO-1426 (Certification). Beyond the use of these
forms, however, any other referral and turnaround procedures are at
local discretion.
Referrals for WtW services for TEA recipients will be made by
completing form DCO-1425 and any other documents agreed upon
locally. In addition, the WtW Eligibility Certification form
(DCO-1426) will be attached to the referral form. An Employability
Assessment and Educational Assessment will be conducted on each
TEA WtW client prior to referral for WtW services and copies of
those assessments will be attached to the DCO-1426. If the TEA
case contains an assessment that was completed within the last six
(6) months, then no new assessment will be needed. Any other
employment related information already obtained at the time of
referral, such as copies of, the Skills Assessment, Employment
Plan, Description of Supportive Services Provided/Arranged, or
other information (e.g. latest narrative entry, EPU, etc.) will
also be attached.
NOTE: Some referrals may not have an Employment Plan since
a WtW referral may be made before an Employment Plan is completed.
The WtW agency will use Section IV of Form DCO-1425 to report
information regarding WtW activity to the DHS County Office.
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3621
Non-Custodial Parents and Non-TEA Custodial Parents Federal legislation allows for non-custodial parents of eligible
children and non-TEA custodial parents to receive services provided
through the WtW program.
The Office of Child Support will determine the eligibility for the
non-custodial parent and will make the referral to WtW for services.
Custodial parents whose income is below the 100% Federal Poverty
Level (FPL) are included in the 30% Long Term Dependence
Characteristics Group. The DHS County Office will not be responsible
for determining eligibility for WtW services for non-TEA custodial
parents whose income is below the 100% FPL. However, if such an
individual contacts the DHS County Office for services, e.g., applies
for TEA Coalition services, the County Office will inform the
individual of the services available through the WtW agency. If the
individual expresses an interest in these services, a referral will be
made to the local WtW agency via form DCO-3350.
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3625 Welfare-to-Work
Activities Allowable activities under WtW include the following:
- Employment (Unsubsidized and Subsidized)
- Community Service Programs
- Work Experience Programs
- Public or Private Sector Wage Subsidy Job Creation
- On-the-Job Training
- Job Placement
- Job Readiness
- Pre-Employment Vocational Education and Job Training (6 months).
Some supportive services (e.g. transportation assistance, child care assistance,
substance abuse treatment, etc.) are also available through WtW when otherwise not
available. However, if such supportive services are available using TEA funds, the TEA
Worker will authorize such services.
Post Employment Services are available under WtW for individuals who have entered
employment. The purpose of Post Employment service is to help individuals maintain and/or
enhance their employment. Services available may include,
- Basic education,
- English as a second language,
- Occupational skills training, and
- Mentoring.
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3630 Welfare-to-Work
Participation
The DHS County Office should ensure that the local WtW agency is
aware of the minimum participation requirements for TEA.
When a TEA recipient is engaged in WtW activities, the worker should report the
recipient in a TEA activity (e.g. OJT, Work Experience, Subsidized Employment) that
appropriately reflects the services being provided by the WtW agency.
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3635 Follow-up and Monitoring
of Participation Activities
Once enrolled by the local WtW agency, DHS will assume that the
client is participating satisfactorily unless notified by the WtW
agency that the client is not complying. However, follow-up and
monitoring procedures will be developed by the local DHS County
Office and the local WtW agency to ensure that the TEA Case Manager
has sufficient information to determine the client’s progress and
to accurately report his or her work participation hours.
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3640 Non-Compliance
Non-compliance by a TEA participant will be reported by the WtW
agency to the local DHS office. Once failure to comply has been
reported, DHS will contact the client to give him or her an
opportunity to explain why he or she failed to comply and make a
determination of good cause, if appropriate. The procedures outlined
in TEA 3500 will be followed for TEA clients
who are referred to WtW and fail to comply with program activities.
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